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Compliance – A Necessary Nuisance

Compliance – A Necessary Nuisance

Over my twenty-four years of either prosecuting dealers, or attempting to protect them from regulators and plaintiffs’ attorneys, I have reached several conclusions: Abiding by federal and state laws isn’t optional. How dealers discharge these regulatory obligations may save them money, time and embarrassment. Observing the law and implementing compliance programs doesn’t have to be … Read More »

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